BLUE FIN CAPITAL, INC.

RIASEC RegisteredEst. 1998
Total AUM
$756M
Discretionary
$756M
100% of AUM
Avg account
$1.1M
Accounts
689
Employees
4
Advisory reps
3

Firm details

Headquarters
WARREN, Rhode Island
CRD number
108451
Registered since
December 23, 1998
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI88.61%
  • Individuals7.52%
  • Corporations / Businesses1.97%
  • Pension & Profit Sharing Plans1.68%
  • Charitable Organizations0.21%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Blue Fin Capital, Inc. is a privately owned corporate RIA that has been SEC-registered since 1998. The firm serves both individual/family and institutional clients and bills on a percentage-of-AUM basis. Its advisory work centers on portfolio management for individuals and small businesses. Blue Fin is not positioned as a capital allocator or pension consultant, does not identify as an active ESG investor, and reports operating as a single-state adviser. Equities are its stated preference.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, Public Funds/Mutual Funds 19%, Cash & Cash Equivalents 9%72%
  • Exchange Traded Equities72%
  • Public Funds/Mutual Funds19%
  • Cash & Cash Equivalents9%

Owners & executives

1 of 1
  • GREGORY HYMAN

    Chief Operations Officer and Chief Compliance OfficerCRD 5965438

Contacts

2 of 2
  • MARS BISHOP

    Co-President and Financial AdvisorCRD 1992757

  • RICHARD CAROLAN

    Co-President and Financial AdvisorCRD 1544525

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 65

Active vs passive

$153M in ETFs

Passive

100%

$152M

Active

0%

$458K

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF (IGSB)BlackRockPassiveShort Term Bond$23.1M440,32915.15%

Location

Primary office

WARREN, RI

BRISTOL

Location

WARREN, RI

Headquartered in WARREN, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
BRISTOL
Address
91 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth