BLACK DIAMOND FINANCIAL, LLC

RIASEC RegisteredEst. 2015
Total AUM
$1.4B
Discretionary
$1.2B
89% of AUM
Avg account
$1.1M
Accounts
1,261
Employees
17
Advisory reps
14

Firm details

Headquarters
LUTHERVILLE, Maryland
CRD number
145108
Registered since
April 22, 2015
Website
blackdfinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.71%
  • Pension & Profit Sharing Plans6.7%
  • Individuals6.61%
  • Charitable Organizations6.11%
  • Pooled Investment Vehicles3.66%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Black Diamond Financial, LLC is an independent, SEC-registered RIA (since 2015) that serves both individual/family and institutional clients. Its advisory offering includes financial planning, discretionary portfolio management for individuals, small businesses, pooled vehicles and institutions, plus pension consulting. The firm charges fees on a percentage-of-AUM basis and also uses hourly and fixed-fee arrangements. The snapshot indicates the adviser is not flagged as an active ESG investor and is not classified as a dedicated capital allocator; it does, however, participate in sponsoring and managing pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 82%, US Government Bonds 7%, Exchange Traded Equities 4%, Private Funds 4%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%82%
  • Public Funds/Mutual Funds82%
  • US Government Bonds7%
  • Exchange Traded Equities4%
  • Private Funds4%
  • State & Local Bonds1%

Owners & executives

1 of 1

  • MATTHEW GOETTE

    President, Chief Investment OfficerCRD 3114797

Contacts

3 of 13

  • DAVID ZINREICH

    Registered Investment AdvisorCRD 6252531

  • PAUL SVENDSEN

    Lead Wealth ManagerCRD 5869846

  • ROBERT TOBIN

    PartnerCRD 4452642

Unlock 10 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 120

Active vs passive

$890M in ETFs

Passive

94%

$833M

Active

<1%

$57M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD MEGA CAP VALUE INDEX FUND (MGV)VanguardPassiveLarge Value$107M737,26112.01%
Unlock additional holdings →

Location

Primary office

LUTHERVILLE, MD

BALTIMORE

Location

LUTHERVILLE, MD

Headquartered in LUTHERVILLE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
BALTIMORE
Address
2330 W Joppa Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

CORBYN INVESTMENT MANAGEMENT INC

RIA

LUTHERVILLE, MD

AUM $1BTEAM 10REPS 8

MV CAPITAL MANAGEMENT, INC.

RIA

BETHESDA, MD

AUM $1.4BTEAM 8REPS 8

ECOSYSTEM INVESTMENT PARTNERS, LLC

RIA

BALTIMORE, MD

AUM $1.3BTEAM 20REPS 5

SARGENT INVESTMENT GROUP

RIA

BETHESDA, MD

AUM $1.5BTEAM 18REPS 15

FINANCIAL COUNCIL, LLC

RIA

TOWSON, MD

AUM $1.3BTEAM 21REPS 8

EDGEMOOR INVESTMENT ADVISORS, INC.

RIA

BETHESDA, MD

AUM $1.5BTEAM 9REPS 5
More RIAs in LUTHERVILLE →All Maryland RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth