BERKELEY CAPITAL PARTNERS, LLC

RIASEC RegisteredEst. 2015
Total AUM
$1.1B
Discretionary
$1.1B
95% of AUM
Avg account
$466K
Accounts
2,368
Employees
11
Advisory reps
9

Firm details

Headquarters
MILTON, Georgia
CRD number
281082
Registered since
August 12, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI39.21%
  • Individuals29.57%
  • Pooled Investment Vehicles22.25%
  • Other8.02%
  • Pension & Profit Sharing Plans0.95%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Berkeley Capital Partners, LLC is an independent registered investment adviser that functions as a capital allocator for both individual/family and institutional clients. Registered with the SEC since 2015, the firm combines advisory services with insurance brokerage activity and serves as sponsor/GP/managing member of pooled investment vehicles. Its advisory scope includes financial planning, portfolio management for individuals and small businesses, management of pooled investment vehicles, pension consulting, and selection of other advisers. Fee arrangements include percentage-of-AUM, fixed fees, and performance-based fees. Berkeley is not positioned as an ESG investor and is not identified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, State & Local Bonds 19%, Cash & Cash Equivalents 8%, Non-Exchange Traded Equities 7%, Other 1%65%
  • Exchange Traded Equities65%
  • State & Local Bonds19%
  • Cash & Cash Equivalents8%
  • Non-Exchange Traded Equities7%
  • Other1%

Owners & executives

1 of 1
  • Fernando Bustelo

    Chief Compliance OfficerCRD 7524048

Contacts

3 of 8
  • MICHAEL BROWN

    Partner, Investment OfficerCRD 3138638

  • CHARLES BARRY

    Partner, Investment OfficerCRD 1004760

  • STUART BLEWETT

    Partner, Investment OfficerCRD 2319375

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 60

Active vs passive

$293M in ETFs

Passive

89%

$261M

Active

0%

$32M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$85M130,69428.98%

Location

Primary office

MILTON, GA

FULTON

Location

MILTON, GA

Headquartered in MILTON, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
3000 Heritage Walk
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth