BERKELEY CAPITAL MANAGEMENT, LLC

Overview

Berkeley Capital Management, LLC is an independent registered investment adviser that provides fee-based financial planning and discretionary portfolio management primarily for individuals, families and small businesses, with some institutional relationships. The firm charges a mix of percentage-of-AUM and fixed fees and builds client solutions around pooled public funds and separately managed accounts rather than acting as a capital allocator to outside alternative managers. Berkeley Capital Management is not an active ESG investor and is not positioned as a multi-state advisory platform. Investment activity centers on traditional asset allocation using public mutual funds as the principal building blocks, supplemented by corporate debt for fixed income exposure. Portfolios are managed on a discretionary basis, with the firm emphasizing implementation through custodial SMA structures and mutual fund sleeves rather than concentrated individual equity positions.

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Public Holdings

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Location & Offices