UMB Private Wealth Management, LLC

RIASEC Registered

Total AUM

$125M

Discretionary

$54.5M

44% of AUM

Avg account

$2.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Overland Park, Kansas
CRD number: 306374
Registered since: December 5, 2019
Website: www.umb.com
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles56.27%
HNWI35.89%
Individuals6.83%
Corporations / Businesses1.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

UMB Private Wealth Management, LLC is an SEC-registered advisory firm (registered in 2019) that provides fee-based and performance-linked wealth management and financial planning to both individuals/families and institutional clients. The firm operates as a limited liability company and serves as a capital allocator, combining discretionary portfolio management with selection of third-party advisers and educational programming. Its advisory services include financial planning, portfolio management for individuals, pooled vehicles and institutions, and manager selection. The firm’s compensation mix includes percentage-of-AUM fees, fixed fees, and performance-based arrangements. UMB Private Wealth Management maintains industry relationships across broker-dealers, other registered investment advisers, registered municipal advisors, banking or thrift institutions, and insurance companies. The firm does not report active ESG investing as a stated preference.