UMB Private Wealth Management, LLC

RIASEC RegisteredEst. 2019

Total AUM

$125M

Discretionary

$54.5M

44% of AUM

Avg account

$2.7M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Kansas City, Missouri
CRD number: 306374
Registered since: December 5, 2019
Website: www.umb.com
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles56.27%
HNWI35.89%
Individuals6.83%
Corporations / Businesses1.02%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

UMB Private Wealth Management, LLC is an SEC-registered wealth advisory firm (registered in 2019) that serves individual, family and institutional clients. The firm describes itself as a capital allocator and provides a mix of financial planning and portfolio management across individual/small business accounts, pooled investment vehicles, and institutional or business accounts. Advisory services include selection of other advisers and educational seminars in addition to ongoing portfolio management. Fee arrangements include percentage-of-assets, fixed fees and performance-based fees. The firm does not self-identify as an active ESG investor. It maintains industry linkages across the financial services ecosystem, including affiliations with a broker‑dealer, other investment advisers, a registered municipal advisor, a banking or thrift institution and an insurance company.