Beplat Asset Management, Inc.

RIASEC Registered
Total AUM
$45.7M
Discretionary
$45.7M
100% of AUM
Avg account
$1.1M
Accounts
41
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
153005
Custodians
CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM
Client types
  • HNWI90.86%
  • Individuals7.83%
  • Charitable Organizations1.32%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Beplat Asset Management, Inc. is a small, individually owned advisory firm that provides discretionary portfolio management primarily to individual and family clients, with capacity to manage portfolios for small businesses and institutions. The firm charges fees as a percentage of assets under management and operates with a clear equity orientation: its reported holdings show a strong reliance on exchange-traded equities and exchange-traded funds as the core vehicle set. Beplat does not position itself as an active ESG investor and is not organized as a multi-state adviser or pension consultant. Investment activity centers on managed, discretionary accounts where portfolio decisions are implemented through custodial relationships at major broker-dealers. The firm’s business model is focused on personalized portfolio management rather than institutional-scale capital allocation or broad advisory product distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 20%, US Government Bonds 3%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds20%
  • US Government Bonds3%

Owners & executives

1 of 1
  • Raymond Beplat

    Raymond Beplat

    President, Chief Investment OfficerCRD 2906160

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth