BEACON FINANCIAL PLANNING, INC

RIASEC RegisteredEst. 2018
Total AUM
$397M
Discretionary
$397M
100% of AUM
Avg account
$416K
Accounts
954
Employees
9
Advisory reps
6

Firm details

Headquarters
HYANNIS, Massachusetts
CRD number
175372
Registered since
August 10, 2018
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI77.39%
  • Individuals22.41%
  • Charitable Organizations0.2%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Beacon Financial Planning, Inc. is an independent, SEC-registered advisory corporation that began registration in 2018 and is owned by an individual. The firm works primarily with individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its service set includes selecting third-party advisers and running educational seminars or workshops. Fee arrangements combine a percentage-of-AUM model with some fixed-fee engagements. Beacon identifies as a capital allocator but does not position itself as an ESG-focused or multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Public Funds/Mutual Funds 26%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 5%63%
  • Exchange Traded Equities63%
  • Public Funds/Mutual Funds26%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds5%

Contacts

3 of 6
  • Heather Lynch

    Financial AdvisorCRD 5880833

  • Marco Farina

    ParaplannerCRD 7835619

  • Kathleen Kane

    Partner, Vice PresidentCRD 7073181

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 60

Active vs passive

$228M in ETFs

Passive

76%

$174M

Active

21%

$54.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$35.6M54,55315.62%

Location

Primary office

HYANNIS, MA

BARNSTABLE

Location

HYANNIS, MA

Headquartered in HYANNIS, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
BARNSTABLE
Address
540 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth