MAD RIVER INVESTORS
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 130585
- Registered since
- April 22, 2004
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI66.71%
- Pooled Investment Vehicles17.27%
- Corporations / Businesses6.55%
- Pension & Profit Sharing Plans4.83%
- Individuals4.63%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
MAD River Investors operates as a multi-strategy manager that combines concentrated public equity positions with pooled-vehicle and hedge fund activity. The firm manages client capital for individuals, families and institutions and charges a mix of asset-based fees plus performance fees. Its advisory scope includes separate account portfolio management, management of pooled investment vehicles and the selection of third‑party advisers. MAD River Investors is also active as a CPO/CTA, which signals involvement in commodity and futures trading or managed-pool strategies alongside its equity work. The firm does not position itself as an ESG-focused allocator. The manager shows a clear preference for exchange‑traded equities as the principal liquidity sleeve of client portfolios, while supplementing public holdings with private fund vehicles and alternative exposures. The presence of both hedge fund and private equity vehicles under management indicates a blended approach between long‑term private allocations and more tactical, performance‑seeking strategies in its hedge funds.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities80%
- Private Funds19%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2STEPHEN CARLUCCIO
Chief Operating Officer & General CounselCRD 4754644
RICHARD SILVER
CEOCRD 1216012
Contacts
2 of 2Michael Gagne
PrincipalCRD 8020557
JOSHUA STEWART
Portfolio Manager, Managing DirectorCRD 3096378
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 4Active vs passive
$26.2M in ETFs
99%
$26M
0%
$210K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| GRAYSCALE BITCOIN TRUST ETF (GBTC) | Grayscale | Passive | Digital Assets | $19M | 360,139 | 72.55% |
Location
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 84 State St
- Time zone
- ET (UTC-5)
- Office locations
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