Ballina Capital, LLC

RIASEC Registered

Total AUM

$486M

Discretionary

$486M

100% of AUM

Avg account

$37.4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 289598
Registered since: May 29, 2024
Website: www.ballinacapital.us
Custodians: STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON, INTERACTIVE BROKERS LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM
Client types: State / Municipal Government95.54%
Individuals2.33%
Other2.04%
Other Investment Advisers0.09%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ballina Capital, LLC is an institutional registered investment adviser organized as a limited liability company. The firm is SEC-registered (2024) and provides discretionary portfolio management primarily on a fee-as-percentage-of-AUM basis. Its client mix includes high-net-worth individuals and families as well as institutional entities, and its advisory activity centers on managing portfolios for both individuals/small businesses and for businesses or institutions. Ballina does not position itself as a capital allocator and is not identified as an active ESG investor.