BALLINA CAPITAL, LLC

RIASEC RegisteredEst. 2024

Total AUM

$486M

Discretionary

$486M

100% of AUM

Avg account

$37.4M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 289598
Registered since: May 29, 2024
Website: www.ballinacapital.us
Custodians: STATE STREET BANK AND TRUST COMPANY, J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON, INTERACTIVE BROKERS LLC, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure: Percentage of AUM
Client types: State / Municipal Government95.54%
Individuals2.33%
Other2.04%
Other Investment Advisers0.09%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ballina Capital, LLC is a small, equity-focused registered investment adviser that provides portfolio management to wealthy individuals, families and institutional clients. The firm charges fees as a percentage of assets under management and runs all of its client relationships on a discretionary basis. Its advisory services are framed around portfolio management for individuals and small businesses as well as for larger business or institutional accounts. Ballina Capital does not position itself as an ESG-focused manager and files as a single-state adviser. Investment activity centers on exchange-traded equities and ETFs, reflecting a preference for liquid, tradable equity exposures. With a compact client base and large average client sizes, the firm appears set up to deliver tailored, high-touch portfolio solutions rather than scale-driven retail offerings.