Ballast Asset Management

RIASEC RegisteredEst. 2020

Total AUM

$221M

Discretionary

$221M

100% of AUM

Avg account

$110M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Dallas, Texas
CRD number: 311116
Registered since: November 9, 2020
Website: ballastam.com
Custodians: THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: Investment Companies69.28%
Pension & Profit Sharing Plans30.72%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ballast Asset Management is organized as a limited partnership and registered with the SEC in 2020. The firm serves institutional clients and focuses on portfolio management across individuals/small businesses, registered investment companies, and business or institutional mandates. Ownership is listed as both a domestic entity and an individual. Fees are charged as a percentage of assets under management. Ballast does not identify itself as an active ESG investor, a pension consultant, a multi-state adviser, or a capital allocator; it is classified as unclassified in the source data.