BALDWIN INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 1999
Total AUM
$1.3B
Discretionary
$1B
80% of AUM
Avg account
$1.8M
Accounts
707
Employees
14
Advisory reps
6

Firm details

Headquarters
w cnshohocken, Pennsylvania
CRD number
108922
Registered since
May 26, 1999
Website
www.baldwinmgt.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI86.13%
  • Charitable Organizations7.38%
  • Individuals5.28%
  • Pension & Profit Sharing Plans0.7%
  • Other0.51%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Baldwin Investment Management, LLC is an independent, privately held RIA organized as an LLC and registered with the SEC since 1999. The firm acts as a capital allocator for both individual/family and institutional clients, operating on a percentage-of-assets fee model. Its advisory services emphasize financial planning and portfolio management for individuals and small businesses. Baldwin identifies as an active ESG investor and is not listed as a multi-state adviser on the snapshot data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Public Funds/Mutual Funds 9%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 2%, US Government Bonds 2%, State & Local Bonds 2%, Other 1%78%
  • Exchange Traded Equities78%
  • Public Funds/Mutual Funds9%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents3%
  • Non-Exchange Traded Equities2%

Owners & executives

3 of 3

  • CHRISTINA MCCLOY

    Chief Compliance OfficerCRD 5918956

  • DAVID PEPPARD

    President and Chief Operating OfficerCRD 4551523

  • SUSAN GORELLI

    Chief Executive OfficerCRD 4376613

Contacts

3 of 3

  • GARY HESS

    Managing DirectorCRD 2531912

  • PETER HAVENS

    ChairmanCRD 4376608

  • JARED QUEREAU

    Managing DirectorCRD 4016962

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 36

Active vs passive

$31.7M in ETFs

Passive

92%

$29.1M

Active

2%

$2.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$5.5M9,17717.30%
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Location

Primary office

w cnshohocken, PA

MONTGOMERY

Location

w cnshohocken, PA

Headquartered in w cnshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
1001 Conshohocken State Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth