Back Bay Financial Planning & Investments
Firm details
- Headquarters
- Bethany Beach, Delaware
- CRD number
- 335236
- Registered since
- August 13, 2026
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI79.62%
- Individuals19.44%
- Pension & Profit Sharing Plans0.74%
- Corporations / Businesses0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Back Bay Financial Planning & Investments is an independent registered investment adviser organized as an LLC and SEC‑registered in 2026. The firm is owned by an individual and serves primarily individual and family clients. Its advisory model combines financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers, and the firm identifies itself as a capital allocator. Fee arrangements include percentage of AUM, hourly charges, and fixed fees. The firm reports being an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Public Funds/Mutual Funds4%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Contacts
2 of 2
Matthew O'keefe
Financial PlannerCRD 5822776
Robert Jeter
Owner & CCOCRD 6100109
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Bethany Beach, DE
Sussex
Location
Bethany Beach, DE
Headquartered in Bethany Beach, DE, anchoring the Salisbury-Cambridge, MD-DE metro in the South.
- Metro area
- Salisbury-Cambridge, MD-DE
- Region
- South
- County
- Sussex
- Address
- 39682 Sunrise Ct
- Time zone
- ET (UTC-5)
- Office locations
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