BACK BAY FINANCIAL PLANNING & INVESTMENTS

RIASEC Registered
Total AUM
$107M
Discretionary
$106M
99% of AUM
Avg account
$419K
Accounts
255
Employees
2
Advisory reps
1

Firm details

Headquarters
BETHANY BEACH, Delaware
CRD number
335236
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.58%
  • Individuals19.52%
  • Pension & Profit Sharing Plans0.73%
  • Corporations / Businesses0.17%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Back Bay Financial Planning & Investments operates as an independent registered investment adviser focused on individuals and families. The firm blends comprehensive financial planning with portfolio management and selects outside advisers as needed, acting as a capital allocator rather than managing only in-house strategies. Their fee mix includes percentage-of-AUM billing alongside hourly and flat-fee engagements, which supports both ongoing wealth management relationships and project-based planning work. Investment activity centers on pooled public vehicles and third‑party managers, with an active approach to ESG considerations. The firm appears to favor manager selection and asset allocation decisions over frequent direct security trading, positioning itself to construct diversified portfolios using externally managed funds and specialist managers where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 91%, Exchange Traded Equities 6%, Cash & Cash Equivalents 2%, State & Local Bonds 1%91%
  • Public Funds/Mutual Funds91%
  • Exchange Traded Equities6%
  • Cash & Cash Equivalents2%
  • State & Local Bonds1%

Contacts

1 of 1
  • ROBERT JETER

    Owner & CCOCRD 6100109

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BETHANY BEACH, DE

SUSSEX

Location

BETHANY BEACH, DE

Headquartered in BETHANY BEACH, DE, anchoring the Salisbury-Cambridge, MD-DE metro in the South.

Metro area
Salisbury-Cambridge, MD-DE
Region
South
County
SUSSEX
Address
39682 Sunrise Ct
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth