BA Securities, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
326
Avg account
$0

Firm details

Headquarters
West Cnshohocken, Pennsylvania
CRD number
153489
Registered since
October 14, 2010

Firm profile

FINTRX

Overview

BA Securities, LLC is organized as a limited liability company and is classified in the data as an investment bank. The firm first registered with the SEC in 2010. Ownership is recorded as a domestic entity and an individual; beyond that the dataset does not provide principals or operating executives. The available records do not describe fee schedules, advisory business lines, or client segments. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not designated as a multi-state adviser. It is also not listed as a pension consultant, a related adviser, or a newly formed adviser in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 16
  • Howard Kahn

    CEOCRD 6661424

  • Andreas Roell

    Andreas Roell

    Chief Executive Officer & FounderCRD 7270470

  • Jess Larsen

    Jess Larsen

    Founder & CEOCRD 6311217

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Contacts

3 of 310
  • Joel Gragg

    Joel Gragg

    Founder & Managing PartnerCRD 4287765

  • Brewer Stone

    Brewer Stone

    PartnerCRD 2484748

  • Theophile Baltierra

    Theophile Baltierra

    Investment Banking AnalystCRD 8216652

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

West Cnshohocken, PA

Montgomery

Location

West Cnshohocken, PA

Headquartered in West Cnshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
200 Barr Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth