BA Securities, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
—
Advisory reps
342
Avg account
$0

Firm details

Headquarters
West Cnshohocken, Pennsylvania
CRD number
153489
Registered since
October 14, 2010

Firm profile

FINTRX

Overview

BA Securities, LLC is organized as a limited liability company and is registered with the SEC; its registration dates to 2010. The firm is classified in the source data as an investment bank rather than an asset manager. Ownership is indicated as a mix of domestic entities and individual owners. The firm does not identify itself as a capital allocator and is not listed as an active ESG investor. It also is not flagged as a multi-state adviser, a pension consultant, or a related adviser. The source materials supplied minimal detail about the firm’s specific business lines, client types, fee schedules or advisory offerings.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 16
  • Zachary Nugent

    Zachary Nugent

    CEOCRD 5143510

  • Andreas Roell

    Andreas Roell

    Chief Executive Officer & FounderCRD 7270470

  • Alex Urdea

    Alex Urdea

    Chief Investment OfficerCRD 7126967

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Contacts

3 of 326
  • Nazeela Nasseri

    Nazeela Nasseri

    Registered RepresentativeCRD 5791374

  • Joncarlo Mark

    Joncarlo Mark

    PartnerCRD 6249625

  • Michael Wuest

    Michael Wuest

    Vice PresidentCRD 6752876

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

West Cnshohocken, PA

Montgomery

Location

West Cnshohocken, PA

Headquartered in West Cnshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
200 Barr Harbor Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth