B. Riley Wealth Advisors, Inc.

RIASEC RegisteredEst. 2005

Total AUM

$4.2B

Discretionary

$2.8B

66% of AUM

Avg account

$398K

Accounts

10,573

Employees

268

Advisory reps

171

Firm details

Headquarters: Memphis, Tennessee
CRD number: 115927
Registered since: November 3, 2005
Website: www.brileywealth.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals50.67%
HNWI44.76%
Corporations / Businesses2.14%
Pension & Profit Sharing Plans2.03%
Charitable Organizations0.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

B. Riley Wealth Advisors, Inc. operates as an independent registered investment adviser that serves both individual/family and institutional clients. The firm provides fee-based wealth management and planning along with portfolio management for individuals, small businesses and larger institutions. Its service menu includes financial planning, selection of outside managers, educational workshops, and pension consulting support. The firm functions as a capital allocator and is affiliated with multiple industry roles—including broker-dealer relationships and acting as sponsor/GP/managing member for pooled investment vehicles. B. Riley Wealth Advisors does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities53%
Public Funds/Mutual Funds30%
Cash & Cash Equivalents8%
Non-Investment Grade Corp Bonds3%
Private Funds3%

Owners & executives

3 of 9

Joseph Koch
CEO and Managing DirectorCRD 1465209
Jay Gadberry
President and CEOCRD 1590885
Karen Ginder
Chief Administrative OfficerCRD 2208613

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Contacts

3 of 162

Kyle Odell
Senior Vice President, InvestmentsCRD 5835962
Alexander Frederick
Private Wealth ConsultantCRD 5870494
Emily Maxwell
PartnerCRD 4289224

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 786

Active vs passive

$1.9B in ETFs

Passive

79%

$1.5B

Active

17%

$391M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$44.4M	59,644	2.34%

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Primary office

Memphis, TN

Shelby

Location

Memphis, TN

Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area: Memphis-Forrest City, TN-MS-AR
Region: South
County: Shelby
Address: 40 S Main St
Time zone: CT (UTC-6)
Office locations

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