B. Riley Wealth Advisors, Inc.

RIASEC RegisteredEst. 2005
Total AUM
$4.2B
Discretionary
$2.8B
66% of AUM
Avg account
$398K
Accounts
10,573
Employees
268
Advisory reps
170

Firm details

Headquarters
Memphis, Tennessee
CRD number
115927
Registered since
November 3, 2005
Website
www.brileywealth.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals50.67%
  • HNWI44.76%
  • Corporations / Businesses2.14%
  • Pension & Profit Sharing Plans2.03%
  • Charitable Organizations0.42%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

B. Riley Wealth Advisors, Inc. operates as an independent registered investment adviser that serves both individual/family and institutional clients. The firm provides fee-based wealth management and planning along with portfolio management for individuals, small businesses and larger institutions. Its service menu includes financial planning, selection of outside managers, educational workshops, and pension consulting support. The firm functions as a capital allocator and is affiliated with multiple industry roles—including broker-dealer relationships and acting as sponsor/GP/managing member for pooled investment vehicles. B. Riley Wealth Advisors does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 30%, Cash & Cash Equivalents 8%, Non-Investment Grade Corp Bonds 3%, Private Funds 3%, US Government Bonds 1%, State & Local Bonds 1%, Other 1%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds30%
  • Cash & Cash Equivalents8%
  • Non-Investment Grade Corp Bonds3%
  • Private Funds3%

Owners & executives

3 of 9
  • Stuart Conley

    Stuart Conley

    Founding Principal & CIOCRD 2765493

  • Michael Mullen

    Michael Mullen

    Chief Executive OfficerCRD 1428116

  • Jay Gadberry

    Jay Gadberry

    President and CEOCRD 1590885

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Contacts

3 of 161

  • Sheldon Black

    Senior Wealth AdvisorCRD 5506550

  • John Padgett

    Investment AdvisorCRD 2146904

  • Kasey Mayne

    Operations AssociateCRD 5972626

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 404

Active vs passive

$960M in ETFs

Passive

79%

$756M

Active

17%

$205M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$44.4M59,6444.62%
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Location

Primary office

Memphis, TN

Shelby

Location

Memphis, TN

Headquartered in Memphis, TN, anchoring the Memphis-Forrest City, TN-MS-AR metro in the South.

Metro area
Memphis-Forrest City, TN-MS-AR
Region
South
County
Shelby
Address
40 S Main St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth