B.A. Roberts Financial Services, Inc.
Firm details
- Headquarters
- Marquette, Michigan
- CRD number
- 289856
- Registered since
- January 2, 2018
- Website
- www.baroberts.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.85%
- Individuals22.82%
- Pension & Profit Sharing Plans3.13%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
B.A. Roberts Financial Services, Inc. is an independent registered investment adviser that works primarily with individual and family clients. The firm registered with the SEC in 2018 and is owned by an individual principal. It acts as a capital allocator — blending in-house portfolio management and financial planning with selection of outside managers. Advisory services listed by the firm include financial planning, portfolio management for individuals and small businesses, pension consulting services and the selection of other advisers. Compensation is fee-based and delivered through a mix of percentage-of-AUM fees, hourly charges and fixed fees. The firm does not identify as an active ESG investor and appears to operate from a single office.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities91%
- Cash & Cash Equivalents3%
- Public Funds/Mutual Funds2%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
1 of 1Stefany Carrick
Chief of StaffCRD 5956808
Contacts
3 of 3
Jessica Kinonen
Financial AdvisorCRD 6083485
Allen Van De Kreeke
Financial AdvisorCRD 7843522
Bruce Roberts
Investment Advisor RepresentativeCRD 2345101
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 33Active vs passive
$470M in ETFs
97%
$455M
0%
$15M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE MSCI EUROPE ETF (IEUR) | BlackRock | Passive | Europe Stock | $61.8M | 822,766 | 13.16% |
Location
Marquette, MI
Marquette
Location
Marquette, MI
Headquartered in Marquette, MI, in the Midwest of the United States.
- Region
- Midwest
- County
- Marquette
- Address
- 989 W Washington St
- Time zone
- ET (UTC-5)
- Office locations
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