Axiom Financial Strategies Group, LLC
Firm details
- Headquarters
- New Albany, Indiana
- CRD number
- 306618
- Registered since
- January 2, 2020
- Website
- www.axiomfsg.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI71.73%
- Individuals14.31%
- Charitable Organizations12.76%
- Corporations / Businesses1.2%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Axiom Financial Strategies Group, LLC is an independent registered investment adviser that registered with the SEC in 2020. The firm serves individual and family clients and operates as a capital allocator that uses third‑party managers alongside in‑house advising. Its revenue model includes percentage‑of‑AUM fees plus hourly and fixed‑fee engagements. The firm also maintains broker‑dealer and insurance brokerage activity, and it provides financial planning, portfolio management for individuals, small businesses and institutional clients, manager selection services, and educational workshops. Axiom does not identify as an active ESG investor and is not positioned as a multi‑state adviser. Ownership is held at the domestic entity/individual level.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities12%
- Cash & Cash Equivalents4%
Owners & executives
3 of 3
David Scott
CEOCRD 3178836
Leah Driver
Chief Financial OfficerCRD 7514792
Justin Kepley
CIOCRD 8050433
Contacts
3 of 3
Gloria Bommarrito
Senior Registered Client AssociateCRD 4188655
Cullen Ebert
Retirement Plan SpecialistCRD 7877138
Sawyer Lillard
Financial ParaplannerCRD 8217590
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 20Active vs passive
$389M in ETFs
77%
$301M
13%
$88M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $69.6M | 327,090 | 17.88% |
Location
New Albany, IN
Floyd
Location
New Albany, IN
Headquartered in New Albany, IN, anchoring the Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN metro in the Midwest.
- Metro area
- Louisville/Jefferson County--Elizabethtown--Bardstown, KY-IN
- Region
- Midwest
- County
- Floyd
- Address
- 101 W Spring St
- Time zone
- ET (UTC-5)
- Office locations
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