Forum Private Client Group
Firm details
- Headquarters
- Fishers, Indiana
- CRD number
- 143075
- Registered since
- January 2, 2014
- Website
- www.forumcu.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI60.36%
- Individuals39.3%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Forum Private Client Group is an independent registered investment adviser organized as a limited liability company and SEC-registered since 2014. The firm focuses on serving individual and family clients, providing financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Its fee model is flexible: percentage-of-assets, hourly and fixed fees, and commissions are all used. Forum does not operate as a capital allocator or a multi-state adviser and is not characterized as an active ESG investor. The firm lists affiliations with banking/thrift and insurance company channels.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Investment Grade Corp Bonds4%
- Cash & Cash Equivalents4%
- Exchange Traded Equities1%
- US Government Bonds1%
Owners & executives
1 of 1
Gery Sadzewicz
Chief Executive OfficerCRD 1090963
Contacts
3 of 8
Shaun Irwin
Financial AdvisorCRD 4934031
Derek Sanders
Associate Financial PlannerCRD 7746241
Charles Grigsby
Financial AdvisorCRD 7325792
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 69Active vs passive
$330M in ETFs
52%
$171M
36%
$160M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM) | Vanguard | $36.5M | 230,745 | 11.04% |
Location
Fishers, IN
Hamilton
Location
Fishers, IN
Headquartered in Fishers, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- Hamilton
- Address
- 11313 Usa Pkwy
- Time zone
- ET (UTC-5)
- Office locations
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