FORUM PRIVATE CLIENT GROUP
Firm details
- Headquarters
- FISHERS, Indiana
- CRD number
- 143075
- Registered since
- January 2, 2014
- Website
- www.forumcu.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI60.36%
- Individuals39.3%
- Corporations / Businesses0.34%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Forum Private Client Group is an independent registered investment adviser organized as an LLC and SEC-registered since 2014. The firm serves individual and family clients through a mix of fee arrangements — percentage of assets under management, hourly and fixed fees, and commission-based billing. Its advisory offerings focus on financial planning, discretionary portfolio management for individuals and small businesses, and investor education via seminars and workshops. Forum does not identify as an active ESG investor, is not a multi-state adviser, and is not structured as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds90%
- Investment Grade Corp Bonds4%
- Cash & Cash Equivalents4%
- Exchange Traded Equities1%
- US Government Bonds1%
Contacts
3 of 9SHAUN IRWIN
Financial AdvisorCRD 4934031
DEREK SANDERS
Associate Financial PlannerCRD 7746241
CHARLES GRIGSBY
Financial AdvisorCRD 7325792
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 61Active vs passive
$297M in ETFs
52%
$154M
35%
$142M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM) | Vanguard | $33.4M | 225,753 | 11.28% |
Location
FISHERS, IN
HAMILTON
Location
FISHERS, IN
Headquartered in FISHERS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.
- Metro area
- Indianapolis-Carmel-Muncie, IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 11313 USA Pkwy
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
HENDERSHOTT WEALTH MANAGEMENT, LLC
RIAFISHERS, IN
CBG & COMPANY, INC.
RIAFISHERS, IN
ELPIS CAPITAL GROUP, LLC
RIAFISHERS, IN
GENESIS ADVISORS, LLC
RIAFISHERS, IN
SERVANT CAPITAL ADVISORS
RIAFISHERS, IN
NORWOOD ECONOMICS, INC.
RIAFISHERS, IN