Aspen Wealth Management, LLC
Firm details
- Headquarters
- Fort Worth, Texas
- CRD number
- 159594
- Registered since
- November 5, 2018
- Website
- www.aspenwealthmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI86.43%
- Individuals12.47%
- Corporations / Businesses1.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Aspen Wealth Management, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2018. The firm serves both individual and family clients as well as institutional investors, offering portfolio management, financial planning, and pension-consulting services. Fee arrangements include asset-based fees and hourly billing. Aspen does not identify as an ESG-focused manager and does not present itself as a multi-state advisory platform or a capital allocator to external managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities8%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Helen Stephens
President And CEOCRD 2421457
Nathan Davis
Chief Investment OfficerCRD 6206357
Contacts
3 of 6
Troy Fore
Senior Financial Planning AssociateCRD 6389727
Candace Scholz
Director of Financial PlanningCRD 6782325
Matthew Quezergue
Senior Financial Planning AssociateCRD 7250294
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 86Active vs passive
$464M in ETFs
36%
$166M
61%
$299M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $53.3M | 751,465 | 11.48% |
Location
Fort Worth, TX
Tarrant
Location
Fort Worth, TX
Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Tarrant
- Address
- 4200 S Hulen St
- Time zone
- CT (UTC-6)
- Office locations
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