Aspen Wealth Management, LLC
Firm details
- Headquarters
- Fort Worth, Texas
- CRD number
- 159594
- Registered since
- November 5, 2018
- Website
- www.aspenwealthmgmt.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI86.43%
- Individuals12.47%
- Corporations / Businesses1.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Aspen Wealth Management, LLC is an independent, SEC‑registered advisory firm that began registration in 2018 and is owned by an individual principal. The firm serves a mix of individual and family clients as well as institutional relationships, charging both asset‑based fees and hourly fees. Its core advisory capabilities include financial planning, discretionary portfolio management for individuals and small businesses, and pension consulting services. Aspen does not identify as an ESG‑focused investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds84%
- Exchange Traded Equities8%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Helen Stephens
President and CEOCRD 2421457
Nathan Davis
Chief Investment OfficerCRD 6206357
Contacts
3 of 6
Troy Fore
Senior Financial Planning AssociateCRD 6389727
Candace Scholz
Director of Financial PlanningCRD 6782325
Matthew Quezergue
Senior Financial Planning AssociateCRD 7250294
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$551M in ETFs
37%
$202M
60%
$350M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL US EQUITY MARKET ETF (DFUS) | Dimensional | Active | Large Blend | $67.8M | 827,733 | 12.30% |
Location
Fort Worth, TX
Tarrant
Location
Fort Worth, TX
Headquartered in Fort Worth, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Tarrant
- Address
- 4200 S Hulen St
- Time zone
- CT (UTC-6)
- Office locations
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