Aspen Grove Capital, LLC
Firm details
- Headquarters
- Avon, Colorado
- CRD number
- 158166
- Registered since
- May 31, 2013
- Website
- www.aspengrovellc.com
- Custodians
- MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals99.65%
- Pooled Investment Vehicles0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Aspen Grove Capital, LLC is an independent RIA and registered capital allocator that provides portfolio management and financial planning to both individual/family and institutional clients. The firm, formed in 2013, operates as an LLC and lists CPO/CTA activity among its business lines. Its advisory services include discretionary and non-discretionary portfolio management for individuals, small businesses, and pooled vehicles, plus selection of external advisers; it also acts as sponsor/GP and managing member for pooled investment vehicles. Fee arrangements include a percentage-of-AUM component and fixed fees. Aspen Grove does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities39%
- Private Funds22%
- Public Funds/Mutual Funds14%
- Other9%
- Cash & Cash Equivalents6%
Owners & executives
2 of 2
Jeffrey Kirwood
Chief Executive OfficerCRD 5950168
Richard Geisman
President and Chief Financial OfficerCRD 2153452
Contacts
3 of 8
Leo Kraunelis
Investment AssociateCRD 6978233
Adam Joice
Family Office AssociateCRD 7061929
Burton Wiand
Relationship DirectorCRD 4972634
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$277M in ETFs
92%
$256M
1%
$21.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $59.3M | 79,367 | 21.38% |
Location
Avon, CO
Eagle
Location
Avon, CO
Headquartered in Avon, CO, anchoring the Edwards-Glenwood Springs, CO metro in the West.
- Metro area
- Edwards-Glenwood Springs, CO
- Region
- West
- County
- Eagle
- Address
- 137 Benchmark Rd
- Time zone
- MT (UTC-7)
- Office locations
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