Aspen Grove Capital, LLC
Firm details
- Headquarters
- Avon, Colorado
- CRD number
- 158166
- Registered since
- May 31, 2013
- Website
- www.aspengrovellc.com
- Custodians
- MORGAN STANLEY & CO. LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals99.65%
- Pooled Investment Vehicles0.35%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Aspen Grove Capital, LLC is an independent registered investment adviser operating as an LLC and registered with the SEC since 2013. The firm functions as a capital allocator for both individuals/families and institutional clients, offering financial planning and portfolio management across individual and pooled vehicle mandates. Aspen Grove also provides selection-of-other-advisers services and performs commodity pool operator/commodity trading adviser (CPO/CTA) activities. The firm acts in sponsor/GP/managing-member roles for pooled investment vehicles and charges clients via percentage-of-AUM and fixed-fee arrangements. Aspen Grove does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities39%
- Private Funds22%
- Public Funds/Mutual Funds14%
- Other9%
- Cash & Cash Equivalents6%
Owners & executives
2 of 2
Richard Geisman
President and Chief Financial OfficerCRD 2153452
Jeffrey Kirwood
Chief Executive OfficerCRD 5950168
Contacts
3 of 7
Adam Joice
Family Office AssociateCRD 7061929
Courtney Ringlein
Client Services AnalystCRD 7699501
Burton Wiand
Relationship DirectorCRD 4972634
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 64Active vs passive
$277M in ETFs
92%
$256M
1%
$21.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $59.3M | 79,367 | 21.38% |
Location
Avon, CO
Eagle
Location
Avon, CO
Headquartered in Avon, CO, anchoring the Edwards-Glenwood Springs, CO metro in the West.
- Metro area
- Edwards-Glenwood Springs, CO
- Region
- West
- County
- Eagle
- Address
- 137 Benchmark Rd
- Time zone
- MT (UTC-7)
- Office locations
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