Shelton Capital Management

RIASEC Registered
Total AUM
$6.5B
Discretionary
$6.2B
95% of AUM
Avg account
$4.3M
Accounts
1,500
Employees
48
Advisory reps
18

Firm details

Headquarters
Denver, Colorado
CRD number
104720
Registered since
September 12, 1985
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies72.06%
  • HNWI12.26%
  • Individuals7.8%
  • Pension & Profit Sharing Plans7.06%
  • Corporations / Businesses0.53%
Services
Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Shelton Capital Management is an institutional RIA that provides portfolio management services to individuals, families and investment companies. The firm is registered with the SEC (first registered in 1985) and reports both percentage-of-AUM and fixed-fee billing arrangements. Shelton operates as a CPO/CTA and maintains a broker-dealer affiliation, indicating capabilities in commodity/futures-related activity alongside traditional advisory work. The firm identifies as an active ESG investor and serves a mixed client base of private clients and institutional mandates.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, US Government Bonds 3%, Derivatives 3%, Cash & Cash Equivalents 3%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%87%
  • Exchange Traded Equities87%
  • US Government Bonds3%
  • Derivatives3%
  • Cash & Cash Equivalents3%
  • State & Local Bonds2%

Owners & executives

2 of 2
  • Stephen Rogers

    Stephen Rogers

    CEOCRD 2329685

  • Gregory Pusch

    Gregory Pusch

    General Counsel and Chief Compliance OfficerCRD 6043925

Contacts

3 of 16
  • Barringer Martin

    Barringer Martin

    Portfolio ManagerCRD 4038450

  • Nicholas Griebenow

    Nicholas Griebenow

    Portfolio ManagerCRD 6165252

  • Chad Keller

    Chad Keller

    Portfolio ManagerCRD 4835005

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 66

Active vs passive

$130M in ETFs

Passive

45%

$58.9M

Active

7%

$70.9M

ETFProviderStyleCategoryValueShares% of portfolio
SHELTON EQUITY PREMIUM INCOME ETF (SEPI)$54.9M1,972,25042.31%

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1401 Lawrence St
Time zone
MT (UTC-7)
Office locations

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