ASEMPA WEALTH ADVISORS

RIASEC RegisteredEst. 2023
Total AUM
$246M
Discretionary
$246M
100% of AUM
Avg account
$2.8M
Accounts
88
Employees
4
Advisory reps
3

Firm details

Headquarters
BATON ROUGE, Louisiana
CRD number
328609
Registered since
November 9, 2023
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • HNWI93.86%
  • Pension & Profit Sharing Plans5.93%
  • Individuals0.21%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Asempa Wealth Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm serves both individual and family clients as well as institutional relationships, charging clients on a percentage-of-assets basis. Its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. The firm does not identify as an active ESG investor and does not list pension consulting or related-adviser arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 10%, Cash & Cash Equivalents 7%, US Government Bonds 3%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents7%
  • US Government Bonds3%

Owners & executives

1 of 1
  • ZAHEER POPTANI

    Partner & Chief Compliance OfficerCRD 4325262

Contacts

2 of 2
  • MAWUENA TAKYI

    Founder & Managing PartnerCRD 4700362

  • Canyon Burton-Murphy

    Financial Planning AssociateCRD 8215752

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 100

Active vs passive

$110M in ETFs

Passive

81%

$89M

Active

8%

$20.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$7.4M11,2846.76%

Location

Primary office

BATON ROUGE, LA

EAST BATON ROUGE

Location

BATON ROUGE, LA

Headquartered in BATON ROUGE, LA, in the South of the United States.

Region
South
County
EAST BATON ROUGE
Address
8440 Jefferson Hwy
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth