ADVISOR.INVESTMENTS
Firm details
- Headquarters
- BATON ROUGE, Louisiana
- CRD number
- 142202
- Registered since
- November 13, 2006
- Website
- www.advisor.investments
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Commissions, Performance Based Fees, Other
- Client types
- HNWI78.62%
- Individuals21.38%
- Services
- Portfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
AdvisoR.Investments is a privately owned limited liability company that has been SEC-registered since 2006 and serves individual and family clients. The firm combines fee-based portfolio management for individuals and small businesses with insurance brokerage services and publishes periodicals and educational seminars. Its compensation structure is mixed—percentage of AUM, commission arrangements, performance-based fees and other revenue streams are all used depending on the engagement. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not a pension consultant or related adviser. It is not described as a dedicated capital allocator, but it does take roles as sponsor, general partner and managing member of pooled investment vehicles, indicating direct involvement in certain private structures beyond standard advisory mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Cash & Cash Equivalents12%
- US Government Bonds11%
- Investment Grade Corp Bonds2%
Contacts
3 of 3SHANE HAAG
Investment AdvisorCRD 2363899
JAMES POPE
Investment AdvisorCRD 3181641
DAVID MCFADDEN
Investment ResearchCRD 4813257
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 13Active vs passive
$9.8M in ETFs
100%
$9.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB INTERNATIONAL EQUITY ETF (SCHF) | Schwab | Passive | Foreign Large Blend | $1.7M | 66,745 | 16.88% |
Location
BATON ROUGE, LA
EAST BATON ROUGE
Location
BATON ROUGE, LA
Headquartered in BATON ROUGE, LA, in the South of the United States.
- Region
- South
- County
- EAST BATON ROUGE
- Address
- 4870 Bluebonnet Blvd
- Time zone
- CT (UTC-6)
- Office locations
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