Arthur M. Cohen & Associates LLC
Firm details
- Headquarters
- Northbrook, Illinois
- CRD number
- 105894
- Registered since
- January 12, 1990
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI98.82%
- Individuals0.94%
- Charitable Organizations0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Arthur M. Cohen & Associates LLC is an independent, individual-owned registered investment adviser (SEC-registered since 1990) that serves both affluent individuals and institutional clients. The firm positions itself as a capital allocator that combines financial planning and portfolio management for individuals and small businesses with manager selection services. Fee arrangements vary across clients and include percentage-of-AUM, hourly, fixed-fee, and other structures. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds31%
- US Government Bonds8%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$136M in ETFs
88%
$119M
1%
$17M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $47.2M | 155,058 | 34.67% |
Location
Northbrook, IL
Cook
Location
Northbrook, IL
Headquartered in Northbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 1033 Skokie Blvd
- Time zone
- CT (UTC-6)
- Office locations
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