ARTHUR M. COHEN & ASSOCIATES LLC
Firm details
- Headquarters
- NORTHBROOK, Illinois
- CRD number
- 105894
- Registered since
- January 12, 1990
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI98.82%
- Individuals0.94%
- Charitable Organizations0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Arthur M. Cohen & Associates LLC is an independent registered investment adviser organized as an LLC and operating since 1990. The firm describes itself as a capital allocator serving both individual and family clients as well as institutional investors. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting support. Fee arrangements include asset-based fees, hourly charges, fixed fees and other customized billing. The adviser does not position itself as an ESG-focused manager and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds31%
- US Government Bonds8%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
1 of 1LYNN COHEN
Chief Compliance OfficerCRD 5035310
Contacts
3 of 3Marcie Pickard
ParaplannerCRD 6617245
NANO YOUNGER
Financial ConsultantCRD 2909661
ARTHUR COHEN
Owner / Financial ConsultantCRD 869197
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$116M in ETFs
87%
$100M
1%
$15.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO NASDAQ 100 ETF (QQQM) | Invesco | Passive | Large Growth | $35.9M | 149,033 | 30.94% |
Location
NORTHBROOK, IL
COOK
Location
NORTHBROOK, IL
Headquartered in NORTHBROOK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 1033 Skokie Blvd
- Time zone
- CT (UTC-6)
- Office locations
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