Arthur M. Cohen & Associates LLC
Firm details
- Headquarters
- Northbrook, Illinois
- CRD number
- 105894
- Registered since
- January 12, 1990
- Custodians
- PERSHING LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI98.82%
- Individuals0.94%
- Charitable Organizations0.24%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Arthur M. Cohen & Associates LLC is an independent, owner-operated registered investment adviser that has been SEC-registered since 1990. The firm serves both individual/family and institutional clients and offers fee arrangements that include a percentage of assets under management, hourly and fixed fees, and other structures. Core advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and related consulting. The firm identifies itself as a capital allocator and deploys third-party managers as part of its program. It does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities56%
- Public Funds/Mutual Funds31%
- US Government Bonds8%
- Cash & Cash Equivalents2%
- State & Local Bonds1%
Owners & executives
1 of 1Lynn Cohen
Chief Compliance OfficerCRD 5035310
Contacts
3 of 3
Marcie Pickard
ParaplannerCRD 6617245
Nano Younger
Financial ConsultantCRD 2909661
Arthur Cohen
Owner / Financial ConsultantCRD 869197
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$277M in ETFs
43%
$119M
<1%
$158M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM) | Vanguard | $156M | 498,844 | 56.42% |
Location
Northbrook, IL
Cook
Location
Northbrook, IL
Headquartered in Northbrook, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 1033 Skokie Blvd
- Time zone
- CT (UTC-6)
- Office locations
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