OAK WEALTH ADVISORS LLC

RIASEC RegisteredEst. 2017
Total AUM
$374M
Discretionary
$374M
100% of AUM
Avg account
$686K
Accounts
545
Employees
7
Advisory reps
3

Firm details

Headquarters
NORTHBROOK, Illinois
CRD number
148832
Registered since
May 16, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI93.79%
  • Individuals5.73%
  • Charitable Organizations0.48%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Oak Wealth Advisors LLC is an independent, individually owned registered investment adviser organized as an LLC and SEC-registered in 2017. The firm identifies itself as a capital allocator serving both individual/family and institutional clients. Its fee model combines percentage-of-AUM billing with fixed fees. Core advisory activities listed on its disclosure include financial planning, portfolio management for individuals and small businesses, selecting other advisers, and publishing periodicals or newsletters. Oak Wealth does not report itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Exchange Traded Equities 2%, Cash & Cash Equivalents 2%96%
  • Public Funds/Mutual Funds96%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents2%

Contacts

3 of 3
  • MICHAEL WALTHER

    President & FounderCRD 2665663

  • RYAN MCGUIRE

    Director of InnovationCRD 6061523

  • JUSTIN BAAS

    Senior ConsultantCRD 6026266

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 50

Active vs passive

$177M in ETFs

Passive

24%

$43.3M

Active

74%

$134M

ETFProviderStyleCategoryValueShares% of portfolio
AVANTIS INTERNATIONAL EQUITY ETF (AVDE)AvantisActiveForeign Large Blend$25.1M295,90614.14%

Location

Primary office

NORTHBROOK, IL

COOK

Location

NORTHBROOK, IL

Headquartered in NORTHBROOK, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
1363 Shermer Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth