Arena Capital Advisors

RIASEC Registered

Total AUM

$5.3B

Discretionary

$5.3B

100% of AUM

Avg account

$133M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Los Angeles, California
CRD number: 170313
Registered since: January 31, 2014
Website: www.arenaca.com
Custodians: STATE STREET BANK AND TRUST COMPANY
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Pooled Investment Vehicles79.47%
Pension & Profit Sharing Plans11.66%
Insurance Companies7.83%
Investment Companies1.04%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Arena Capital Advisors is an LLC that operates as both a hedge-fund manager and an “other” fund provider. The firm is SEC-registered (registration year 2014) and serves an institutional client base while also providing portfolio management across individuals/small businesses, investment companies, pooled investment vehicles, and businesses or institutions. Arena functions operationally as a CPO/CTA and also acts in sponsor/GP/managing-member roles for pooled investment vehicles. Its fee schedule includes percentage-of-AUM fees, fixed fees, and performance-based fees. The firm does not identify as an active ESG investor.