Arca Archa, LLC

RIASEC Registered
Total AUM
$10.9M
Discretionary
$0
0% of AUM
Avg account
$259K
Accounts
42
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
145490
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals67.23%
  • HNWI32.43%
  • Corporations / Businesses0.34%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Arca Archa, LLC is a small, independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves both individual and family clients as well as institutions, offering financial planning and portfolio management for individuals, small businesses, and business or institutional clients. Its billing is flexible and includes percentage-of-assets, hourly charges, and fixed fees. Investment activity is concentrated in publicly traded equities, with a clear preference for exchange-traded instruments. The firm reports a largely non-discretionary relationship with clients, meaning clients retain decision authority while Arca Archa provides advice and model construction. The firm also maintains an insurance company affiliation as part of its industry relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Cash & Cash Equivalents 2%98%
  • Exchange Traded Equities98%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Shandon Gelbaugh

    Shandon Gelbaugh

    Co-OwnerCRD 4638868

  • Seth Nixon

    MemberCRD 5454185

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth