AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLC

RIASEC RegisteredEst. 2018
Total AUM
$26.7B
Discretionary
$26.5B
99% of AUM
Avg account
$1.7B
Accounts
16
Employees
88
Advisory reps
5

Firm details

Headquarters
New York, New York
CRD number
292769
Registered since
July 9, 2018
Custodians
THE BANK OF NEW YORK MELLON, U.S. BANK, N.A., CITI PRIVATE BANK, J.P. MORGAN SECURITIES INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Insurance Companies91.66%
  • Pooled Investment Vehicles8.34%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Aquarian Holdings Investment Management LLC is an SEC-registered investment manager organized as an LLC and active since 2018. The firm operates primarily with institutional clients and is classified as a multifaceted fund manager that runs private equity and securitized asset vehicles. Its advisory remit includes portfolio management for pooled investment vehicles and for businesses or institutions, plus the selection of third-party advisers. Fee arrangements combine a percentage of assets under management with performance-based fees. Aquarian reports it is not an active ESG investor and does not identify as a multi-state adviser. Aquarian’s legal and operational footprint indicates it also functions in sponsor/GP and trust-company-type roles: the firm lists affiliations with other investment advisers, a trust company, an insurance company, and as sponsor or managing member of pooled investment vehicles. It does not position itself as a capital allocator in the sense of deploying proprietary capital across unaffiliated managers.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 56%, Other 35%, Cash & Cash Equivalents 3%, State & Local Bonds 2%, Non-Exchange Traded Equities 1%, US Government Bonds 1%, Sovereign Bonds 1%, Derivatives 1%56%
  • Investment Grade Corp Bonds56%
  • Other35%
  • Cash & Cash Equivalents3%
  • State & Local Bonds2%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 3
  • Jonathan Herrick

    Chief Compliance OfficerCRD 4857325

  • MICHAEL BENDER

    Chief Financial OfficerCRD 7966388

  • SIMON PORTER

    Partner, Chief Operating OfficerCRD 8213896

Contacts

2 of 2
  • RUDRABHISHEK SAHAY

    Founder & Managing PartnerCRD 6927821

  • EDWARD TAIBI

    General CounselCRD 8210278

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
550 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth