BREGAL INVESTMENTS, INC.

RIASEC RegisteredEst. 2016
Total AUM
$27.5B
Discretionary
$27.5B
100% of AUM
Avg account
$626M
Accounts
44
Employees
101
Advisory reps
6

Firm details

Headquarters
New York, New York
CRD number
285006
Registered since
December 5, 2016
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Bregal Investments, Inc. operates as a private equity-focused investment firm serving institutional clients. The firm’s advisory activity centers on managing pooled investment vehicles and acting as sponsor or general partner on private funds. Its strategy emphasizes concentrated private-market commitments — running and advising private equity funds while maintaining selective public-equity exposure. Bregal also identifies as an active ESG investor and combines AUM-based and performance-linked fee structures across its products. Investment emphasis is tilted toward private equity but extends into resource-linked alternatives. The firm appears to build portfolios through its own private funds and by taking sponsor/manager roles in pooled vehicles, while also allocating capital to external alternative managers where specialized exposure is required. Public-equity positions are limited relative to the firm’s private-market footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • NEIL SYERS

    Chief Financial OfficerCRD 6043468

  • MICHELLE RILEY

    Chief Legal Officer and General CounselCRD 6712736

  • JENS BRENNINKMEYER

    Chief Executive OfficerCRD 6065052

Contacts

3 of 3
  • RONALD FISHMAN

    Tax DirectorCRD 6712739

  • EUGENE YOON

    Managing PartnerCRD 2757852

  • CONOR PAUR

    CRD 6308267

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
200 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth