Appia Financial Services

Broker-DealerFINRA MemberEst. 2026
Total AUM
—
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Jersey City, New Jersey
CRD number
335559
Registered since
January 29, 2026

Firm profile

FINTRX

Overview

Appia Financial Services is organized as a limited liability company and is listed as having registered with the SEC in 2026. Ownership is described as a mix of a domestic entity and an individual. The firm is classified as unclassified in the snapshot data and self-reports that it does not operate as a capital allocator, is not an active ESG investor, and does not identify as a multistate adviser. Public disclosures about the firm’s specific advisory services, client segments, fee model, and investment orientation are minimal in the source record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Keith Peckholdt

    Keith Peckholdt

    Chief Operating Officer and PartnerCRD 1271599

  • John Stracquadanio

    John Stracquadanio

    Chief Executive OfficerCRD 1643369

Contacts

3 of 4
  • Brad Rothbaum

    Brad Rothbaum

    Managing DirectorCRD 1802673

  • Guy Haselmann

    Guy Haselmann

    Sr. Business Development ManagerCRD 1845975

  • Michael De Gaglia

    Head of Securities LendingCRD 2761264

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Jersey City, NJ

Hudson

Location

Jersey City, NJ

Headquartered in Jersey City, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Hudson
Address
101 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth