APPIA FINANCIAL SERVICES

Broker-DealerFINRA MemberEst. 2026
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
JERSEY CITY, New Jersey
CRD number
335559
Registered since
January 29, 2026

Firm profile

FINTRX

Overview

Appia Financial Services is organized as a limited liability company and is recorded by FINTRX as having become SEC-registered in 2026. The firm is identified as owned by a domestic entity and an individual and is classified in FINTRX as "Unclassified." Available records indicate it does not act as a capital allocator and does not self-identify as an active ESG investor. The database also notes that Appia is not a multistate adviser, not a pension consultant, and not marked as a related adviser. The firm has provided very limited public detail about its business model. FINTRX contains no descriptions of its advisory activities, fee schedule, client segments, or investment approach.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • JOHN STRACQUADANIO

    Chief Executive OfficerCRD 1643369

  • KEITH PECKHOLDT

    Chief Operations OfficerCRD 1271599

Contacts

3 of 3
  • Michael De Gaglia

    Head of Securities LendingCRD 2761264

  • BRAD ROTHBAUM

    Managing DirectorCRD 1802673

  • EUGENE PICONE

    Global Head of Secured Funding Sales and ProductCRD 4997432

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

JERSEY CITY, NJ

HUDSON

Location

JERSEY CITY, NJ

Headquartered in JERSEY CITY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
HUDSON
Address
101 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth