APPALACHIAN CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2024
Total AUM
$175M
Discretionary
$175M
100% of AUM
Avg account
$230K
Accounts
761
Employees
4
Advisory reps
2

Firm details

Headquarters
Saint Clairsville, Ohio
CRD number
120038
Registered since
May 17, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI62.51%
  • Individuals34.74%
  • Charitable Organizations2.64%
  • Pension & Profit Sharing Plans0.1%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Appalachian Capital Management is a corporation focused on fee-based portfolio management for individuals, small businesses and institutional clients. The firm is owned by an individual and registered with the SEC (registration year listed as 2024). It charges clients a percentage of assets under management and does not identify as an active ESG investor or a multi-state adviser. Advisory services emphasize discretionary portfolio management rather than pension consulting or related-adviser arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Exchange Traded Equities 7%, Cash & Cash Equivalents 3%, Non-Exchange Traded Equities 1%, Other 1%88%
  • Public Funds/Mutual Funds88%
  • Exchange Traded Equities7%
  • Cash & Cash Equivalents3%
  • Non-Exchange Traded Equities1%
  • Other1%

Contacts

2 of 2
  • Miranda Parkinson

    Operations Vice PresidentCRD 8227952

  • JOHN PARKINSON

    PresidentCRD 1809882

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 37

Active vs passive

$153M in ETFs

Passive

77%

$117M

Active

13%

$35.8M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)SchwabPassiveLarge Blend$39.5M1,573,65325.79%

Location

Primary office

Saint Clairsville, OH

BELMONT

Location

Saint Clairsville, OH

Headquartered in Saint Clairsville, OH, in the Midwest of the United States.

Region
Midwest
County
BELMONT
Address
51461 Jennifer Ln
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth