Apollon Financial, LLC
Firm details
- Headquarters
- Mount Pleasant, South Carolina
- CRD number
- 321217
- Registered since
- June 2, 2022
- Website
- apollonfinancial.com
- Custodians
- LPL FINANCIAL LLC, FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI78.54%
- Individuals21.45%
- Corporations / Businesses0.01%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Apollon Financial, LLC is an independent registered investment adviser that serves both high-net-worth individuals/families and institutional clients. The firm offers financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection and oversight of third‑party managers, indicating a hybrid of discretionary portfolio management and adviser/allocator activity. Fee arrangements are flexible and include asset‑based fees alongside hourly and fixed‑fee engagements. The firm identifies as an active ESG investor and also operates as a capital allocator, directing client capital to outside managers in addition to managing public markets exposure directly.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds70%
- Exchange Traded Equities16%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds5%
- US Government Bonds1%
Owners & executives
3 of 3
Eric Sterner
Chief Investment OfficerCRD 2621354
Michael Dolberg
Founding Partner and CEOCRD 4699964
Michael Herman
Chief Compliance OfficerCRD 2787565
Contacts
3 of 17Edward Beeker
Senior Relationship ManagerCRD 5480716
Bradley Schaffnit
Managing DirectorCRD 4394679
Glenn Dehollander
Wealth Management AdvisorCRD 3130256
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 233Active vs passive
$685M in ETFs
78%
$532M
17%
$153M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $38.4M | 58,800 | 5.61% |
Location
Mount Pleasant, SC
Charleston
Location
Mount Pleasant, SC
Headquartered in Mount Pleasant, SC, in the South of the United States.
- Region
- South
- County
- Charleston
- Address
- 111 Coleman Blvd
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Headland Capital
RIAMount Pleasant, SC
Morris Financial Concepts, Inc.
RIAMount Pleasant, SC
Jackson Financial Services, LLC
RIAMount Pleasant, SC
Fusion Capital, LLC
RIAMount Pleasant, SC
Gunderson Capital Management
RIAMount Pleasant, SC
JP Wealth Management, Inc.
RIAMount Pleasant, SC