ANCORA ADVISORS LLC

RIASEC RegisteredEst. 2003

Total AUM

$4.6B

Discretionary

$2.7B

58% of AUM

Avg account

$15M

Accounts

307

Employees

Advisory reps

Firm details

Headquarters: MAYFIELD HEIGHTS, Ohio
CRD number: 124674
Registered since: January 30, 2003
Website: ancora.net
Custodians: FIFTH THIRD SECURITIES, INC., FIDELITY DISTRIBUTORS COMPANY LLC, PNC INVESTMENTS LLC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees, Other
Client types: Corporations / Businesses51.39%
Investment Companies14.28%
HNWI8.7%
Pooled Investment Vehicles7.16%
Charitable Organizations6.9%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ancora Advisors LLC is a privately owned investment advisory firm that has been SEC-registered since 2003. The firm serves both individual and institutional clients and offers fee arrangements that include percentage-of-AUM charges, fixed fees and performance-based components. Ancora performs portfolio management across a variety of client types — from individuals and small businesses to pooled investment vehicles and institutional accounts — and also engages in other financial product sales. The firm maintains a range of industry relationships beyond pure advisory work: its disclosures list affiliations with broker-dealers, other registered advisers, commodity/futures entities (CPO/CTA and FCM), insurance companies, accounting and law firms, real estate brokers, and sponsors or general partners of pooled investment vehicles. Ancora does not describe itself as an active ESG investor and is not newly formed or multi-state registered in the filings provided.