Altium Investment Strategies LLC

RIASEC RegisteredEst. 2025
Total AUM
$518M
Discretionary
$518M
100% of AUM
Avg account
$259M
Accounts
2
Employees
8
Advisory reps
6

Firm details

Headquarters
Wesley Chapel, Florida
CRD number
333950
Registered since
February 10, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Altium Investment Strategies LLC is an institutional registered investment adviser organized as an LLC and SEC-registered in 2025. The firm serves an institutional client base and provides portfolio management for businesses and other institutions on a percentage-of-AUM fee model. Ownership is listed as individual and the firm is not classified as a capital allocator, though it works with external managers for certain alternative exposures. Altium does not identify as an active ESG investor and is not registered as a multi-state adviser or pension consultant. Its industry connections include relationships with a broker-dealer, another investment adviser, and an insurance company, which may reflect distribution or service arrangements that support its institutional mandates.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Investment Grade Corp Bonds 35%, State & Local Bonds 26%, US Government Bonds 20%, Public Funds/Mutual Funds 10%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%, Derivatives 2%, Exchange Traded Equities 1%, Private Funds 1%35%
  • Non-Investment Grade Corp Bonds35%
  • State & Local Bonds26%
  • US Government Bonds20%
  • Public Funds/Mutual Funds10%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • Gregg Guinta

    Gregg Guinta

    President, COOCRD 3187502

  • Paul O'grady

    Paul O'grady

    Founder & Chief Investment OfficerCRD 5759038

  • Edwin Mercer

    Chief Financial OfficerCRD 5878872

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Contacts

2 of 2
  • Robert Leone

    Robert Leone

    FounderCRD 2530906

  • Konstantinos Gotsis

    Konstantinos Gotsis

    Senior Wealth Advisor and OwnerCRD 2684958

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Wesley Chapel, FL

Pasco

Location

Wesley Chapel, FL

Headquartered in Wesley Chapel, FL, in the South of the United States.

Region
South
County
Pasco
Address
2211 Ashley Oaks Cir
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth