ALPHASTAR CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2011
Total AUM
$2.5B
Discretionary
$2.5B
100% of AUM
Avg account
$158K
Accounts
15,795
Employees
150
Advisory reps
156

Firm details

Headquarters
CORNELIUS, North Carolina
CRD number
157423
Registered since
May 18, 2011
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals57.84%
  • HNWI31.67%
  • Other Investment Advisers8.04%
  • Pension & Profit Sharing Plans1.94%
  • Corporations / Businesses0.35%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alphastar Capital Management is an SEC-registered LLC that has been operating since 2011 and functions as a capital allocator to both individual/family and institutional clients. The firm provides a mix of advisory services—financial planning, portfolio management for individuals and small businesses, pension consulting support, selection of other advisers, and educational seminars and workshops. Its fee arrangements include asset-based charges as well as hourly and fixed-fee engagements. Alphastar maintains relationships with broker-dealer and insurance-company partners.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 24%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 4%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities24%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents4%

Owners & executives

3 of 12
  • JAMES COOPER

    Co-Chief ExecutiveCRD 5917499

  • Morgan Stinchfield

    Chief Distribution OfficerCRD 8246022

  • DANIEL LANTZ

    Chief Compliance OfficerCRD 6245675

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Contacts

3 of 144
  • RONALD BLAIR

    Investment Advisor RepresentativeCRD 5948621

  • BENJAMIN SEAMAN

    Investment Adviser RepresentativeCRD 7974424

  • Tate Hullett

    Operations ManagerCRD 8247347

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 182

Active vs passive

$2B in ETFs

Passive

80%

$1.6B

Active

6%

$410M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$138M1,807,4606.92%

Location

Primary office

CORNELIUS, NC

MECKLENBURG

Location

CORNELIUS, NC

Headquartered in CORNELIUS, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
MECKLENBURG
Address
19520 W Catawba Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth