Alphastar Capital Management

RIASEC Registered
Total AUM
$2.5B
Discretionary
$2.5B
100% of AUM
Avg account
$158K
Accounts
15,795
Employees
150
Advisory reps
165

Firm details

Headquarters
Cornelius, North Carolina
CRD number
157423
Registered since
May 18, 2011
Website
www.alphastarcm.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals57.84%
  • HNWI31.67%
  • Other Investment Advisers8.04%
  • Pension & Profit Sharing Plans1.94%
  • Corporations / Businesses0.35%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alphastar Capital Management is a limited liability company operating as a non-independent retail registered investment adviser. The firm is registered with the SEC (registration year 2011) and identifies as a capital allocator serving both individuals and families as well as institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting support, manager selection, and educational seminars and workshops. Alphastar charges a mix of fees — percentage of assets under management, hourly charges, and fixed fees — and maintains industry affiliations with a broker-dealer and an insurance company, reflecting its non-independent distribution posture and product relationships.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 24%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 4%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities24%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents4%

Owners & executives

3 of 13
  • Jeffrey Headrick

    Jeffrey Headrick

    CEO & FounderCRD 4516694

  • Reid Mathews

    Reid Mathews

    Chief Operating OfficerCRD 6895149

  • Daniel Lantz

    Daniel Lantz

    Chief Compliance OfficerCRD 6245675

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Contacts

3 of 152
  • Shaun Tarzy

    Shaun Tarzy

    Managing Partner & Co-FounderCRD 5694211

  • Boyd Barnhardt

    Boyd Barnhardt

    Senior Investment StrategistCRD 5749201

  • Friend Williams

    Friend Williams

    Investment Adviser RepresentativeCRD 5784577

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 207

Active vs passive

$2.5B in ETFs

Passive

78%

$2B

Active

7%

$544M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$178M1,986,9257.11%
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Location

Primary office

Cornelius, NC

Mecklenburg

Location

Cornelius, NC

Headquartered in Cornelius, NC, anchoring the Charlotte-Concord, NC-SC metro in the South.

Metro area
Charlotte-Concord, NC-SC
Region
South
County
Mecklenburg
Address
19520 W Catawba Ave
Time zone
ET (UTC-5)
Office locations

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