Alpha Strategies Corporation

RIASEC Registered
Total AUM
$54.8M
Discretionary
$54.8M
100% of AUM
Avg account
$273K
Accounts
201
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
153713
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI63.36%
  • Individuals34.74%
  • Corporations / Businesses1.3%
  • Charitable Organizations0.6%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Alpha Strategies Corporation is a small, SEC-registered corporate adviser that manages portfolios for both individual/family clients and institutional or business accounts. The firm operates as an individually owned advisory business and runs discretionary portfolio management as its primary activity. Its client-facing model combines a percentage-of-assets fee schedule with the option of performance-based fees, indicating willingness to deliver manager-style, outcome-oriented strategies for certain accounts. Investment behavior shows a clear preference for pooled public vehicles—primarily mutual funds—paired with selective use of external alternative managers. The firm is not an active ESG investor and does not position itself as a multi-state or pension consultant adviser. Given the use of performance-based fees and allocations to hedge funds and private placements, Alpha Strategies appears to adopt a solutions-driven approach where mutual funds provide core exposure and third-party alternatives are used for return enhancement or diversification.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 99%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%99%
  • Public Funds/Mutual Funds99%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • John Herr

    PresidentCRD 708248

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth