Alpha Strategies Corporation
Firm details
- Headquarters
- ,
- CRD number
- 153713
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI63.36%
- Individuals34.74%
- Corporations / Businesses1.3%
- Charitable Organizations0.6%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Alpha Strategies Corporation is a small, SEC-registered corporate adviser that manages portfolios for both individual/family clients and institutional or business accounts. The firm operates as an individually owned advisory business and runs discretionary portfolio management as its primary activity. Its client-facing model combines a percentage-of-assets fee schedule with the option of performance-based fees, indicating willingness to deliver manager-style, outcome-oriented strategies for certain accounts. Investment behavior shows a clear preference for pooled public vehicles—primarily mutual funds—paired with selective use of external alternative managers. The firm is not an active ESG investor and does not position itself as a multi-state or pension consultant adviser. Given the use of performance-based fees and allocations to hedge funds and private placements, Alpha Strategies appears to adopt a solutions-driven approach where mutual funds provide core exposure and third-party alternatives are used for return enhancement or diversification.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds99%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Contacts
1 of 1John Herr
PresidentCRD 708248
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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