Alliancebernstein L.P.

RIASEC RegisteredEst. 1999

Total AUM

$763B

Discretionary

$750B

98% of AUM

Avg account

$10.1M

Accounts

75,956

Employees

4,204

Advisory reps

534

Firm details

Headquarters: Nashville, Tennessee
CRD number: 108477
Registered since: August 13, 1999
Website: www.alliancebernstein.com
Custodians: SANFORD C. BERNSTEIN & CO., LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Subscription Fees, Fixed Fees, Commissions, Performance Based Fees
Client types: Pooled Investment Vehicles28.21%
Investment Companies27.27%
Insurance Companies14.98%
HNWI10.13%
State / Municipal Government7.38%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

AllianceBernstein L.P. operates as a limited partnership that serves both individual/family and institutional clients. The firm sits at the intersection of investment management and brokerage: it is classified as an insurance broker-dealer and also functions as a commodity pool operator/commodity trading advisor (CPO/CTA). Its advisory remit spans financial planning, portfolio management for individuals, pooled vehicles and institutions, selection of other advisers, and publication of periodicals. Fee arrangements are varied — percentage of AUM, subscription and fixed fees, commissions, and performance-based fees are all part of its mix. AllianceBernstein also identifies as an active ESG investor.