ALLIANCE PRIVATE WEALTH, LLC

RIASEC RegisteredEst. 2025
Total AUM
$466M
Discretionary
$466M
100% of AUM
Avg account
$794K
Accounts
587
Employees
11
Advisory reps
7

Firm details

Headquarters
NORTH READING, Massachusetts
CRD number
316612
Registered since
June 27, 2025
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI94.07%
  • Individuals5.85%
  • Corporations / Businesses0.07%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Alliance Private Wealth, LLC is an independent, owner-operated registered investment adviser that began SEC registration in 2025. The firm serves individual and family clients, offering fee models that include a percentage of assets under management as well as hourly and fixed-fee arrangements. Core advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting, and the publication of periodicals or newsletters. Alliance does not identify as an active ESG investor and is not positioned as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Public Funds/Mutual Funds 23%, Non-Exchange Traded Equities 19%, State & Local Bonds 3%, Cash & Cash Equivalents 3%52%
  • Exchange Traded Equities52%
  • Public Funds/Mutual Funds23%
  • Non-Exchange Traded Equities19%
  • State & Local Bonds3%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • ALYSON SHAW

    Chief Compliance OfficerCRD 5073119

  • ROBERT MESTJIAN

    Chief Investment OfficerCRD 5447978

Contacts

3 of 5
  • Juan David Ramon Soto

    Director of Wealth PlanningCRD 7795740

  • DANIEL CARROLL

    Senior Research AnalystCRD 4562905

  • Holly Cloutier

    Marketing DirectorCRD 7428123

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 39

Active vs passive

$245M in ETFs

Passive

69%

$169M

Active

21%

$76.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P US GROWTH ETF (IUSG)BlackRockPassiveLarge Growth$24.3M156,5569.90%

Location

Primary office

NORTH READING, MA

MIDDLESEX

Location

NORTH READING, MA

Headquartered in NORTH READING, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
MIDDLESEX
Address
200 Park St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth