Wealth Effects

RIASEC RegisteredEst. 2021
Total AUM
$472M
Discretionary
$472M
100% of AUM
Avg account
$478K
Accounts
988
Employees
17
Advisory reps
8

Firm details

Headquarters
Boston, Massachusetts
CRD number
315244
Registered since
July 7, 2021
Website
www.w-effects.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Individuals67.58%
  • HNWI31.78%
  • Charitable Organizations0.42%
  • Pension & Profit Sharing Plans0.21%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Wealth Effects is an independent registered investment adviser organized as an LLC and operating on a percentage-of-AUM fee model. The firm serves both individual and family clients as well as institutional relationships. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, and pension consulting. Wealth Effects is not positioned as a capital allocator; instead it appears to rely on third-party managers and pooled products alongside direct equity exposures. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 11%, Public Funds/Mutual Funds 10%, US Government Bonds 5%, Non-Exchange Traded Equities 4%, State & Local Bonds 2%, Sovereign Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents11%
  • Public Funds/Mutual Funds10%
  • US Government Bonds5%
  • Non-Exchange Traded Equities4%

Owners & executives

1 of 1
  • William Liberti

    William Liberti

    CEO and FounderCRD 1731862

Contacts

3 of 7
  • Brian Burkhart

    Brian Burkhart

    Senior Managing DirectorCRD 2037581

  • Derek Liberti

    Derek Liberti

    Associate Wealth ManagerCRD 8069164

  • Jeffrey Mchale

    Jeffrey Mchale

    Managing DirectorCRD 2998580

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 108

Active vs passive

$83.1M in ETFs

Passive

82%

$68.4M

Active

15%

$14.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$10.6M28,67912.77%
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Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
265 Franklin St
Time zone
ET (UTC-5)
Office locations

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