Alexis Investment Partners, LLC

RIASEC RegisteredEst. 2021
Total AUM
$206M
Discretionary
$206M
100% of AUM
Avg account
$938K
Accounts
220
Employees
4
Advisory reps
3

Firm details

Headquarters
,
CRD number
313394
Registered since
May 7, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies72.11%
  • HNWI11.37%
  • Corporations / Businesses5.9%
  • Pension & Profit Sharing Plans5.44%
  • Charitable Organizations4.33%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Alexis Investment Partners, LLC is an SEC-registered limited liability company that began registration in 2021 and operates as an institutional registered investment adviser owned by an individual. The firm serves both individuals and families as well as institutional clients. Its advisory remit includes financial planning and portfolio management across client types — individuals and small businesses, businesses or institutions, and investment companies — and the firm lists pension consulting among its offered services. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, US Government Bonds 29%, Cash & Cash Equivalents 6%, Exchange Traded Equities 4%, Investment Grade Corp Bonds 1%60%
  • Public Funds/Mutual Funds60%
  • US Government Bonds29%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities4%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Alexis Roberts

    Alexis Roberts

    Chief Operating Officer, Portfolio ManagerCRD 7262063

Contacts

2 of 2
  • Jason Browne

    Jason Browne

    PresidentCRD 2624951

  • Janet Messer

    OperationsCRD 5059140

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$185M in ETFs

Passive

69%

$128M

Active

26%

$57.1M

ETFProviderStyleCategoryValueShares% of portfolio
JPMORGAN ULTRA-SHORT INCOME ETF (JPST)JP MorganActiveUltrashort Bond$9.7M192,7035.27%

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth