Alaethes Wealth, LLC

RIASEC Registered
Total AUM
$513M
Discretionary
$497M
97% of AUM
Avg account
$1.5M
Accounts
339
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
304920
Registered since
September 11, 2020
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., MORNINGSTART
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI97.83%
  • Individuals1.29%
  • Pension & Profit Sharing Plans0.58%
  • Charitable Organizations0.3%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alaethes Wealth, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered, with registration dating to 2020. Its client base includes both individuals and families as well as institutional clients. Advisory services listed include financial planning, portfolio management for individuals and small businesses, pension consulting support, and educational workshops and seminars. Fee arrangements combine percentage-of-AUM billing with fixed-fee engagements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 73%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 4%, US Government Bonds 3%, Non-Exchange Traded Equities 2%, State & Local Bonds 2%, Private Funds 2%, Investment Grade Corp Bonds 1%73%
  • Exchange Traded Equities73%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents4%
  • US Government Bonds3%
  • Non-Exchange Traded Equities2%

Contacts

3 of 3
  • Candise Holmlund

    Candise Holmlund

    Founder & PresidentCRD 1319733

  • Mark Holmlund

    Investment Advisor RepresentativeCRD 1414178

  • Cole Holmlund

    Investment Advisor RepresentativeCRD 6908341

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$89.9M in ETFs

Passive

45%

$40.2M

Active

42%

$49.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD CORE BOND ETF (VCRB)VanguardActiveIntermediate Core Bond$35M452,68238.87%

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth