Ajax Capital LLC

RIASEC RegisteredEst. 2026
Total AUM
$115M
Discretionary
$112M
98% of AUM
Avg account
$8.2M
Accounts
14
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
298032
Registered since
April 6, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Other
Client types
  • Pension & Profit Sharing Plans68.72%
  • HNWI30.86%
  • Individuals0.43%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ajax Capital LLC is a privately owned limited liability company that acts as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm is SEC-registered (2026) and reports an owner-type of Individual. Its advisory services emphasize discretionary portfolio management for individuals and small businesses as well as for business or institutional clients; the firm also performs pension consulting and selects other advisers on behalf of clients. Fees are charged as a percentage of assets under management and via other fee arrangements. Ajax does not identify as an active ESG investor and is organized to operate within a single state.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 68%, Exchange Traded Equities 29%, Cash & Cash Equivalents 2%, US Government Bonds 1%68%
  • Public Funds/Mutual Funds68%
  • Exchange Traded Equities29%
  • Cash & Cash Equivalents2%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Jaime Orozco

    Jaime Orozco

    Chief Compliance Officer & Managing MemberCRD 5096958

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth