Aegis Guild Capital, LLC

RIASEC Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
5
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
339354
Registered since
September 28, 2026
Fee structure
Percentage of AUM
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Aegis Guild Capital, LLC is a limited liability company that registered with the SEC in 2026 and operates as a fee-based investment adviser charging a percentage of assets under management. The firm’s advisory mandate centers on portfolio management for individuals and small businesses. Ownership is held by an individual proprietor and the adviser is designated as newly formed. The firm does not identify as an active ESG investor, is not positioned as a capital allocator or pension consultant, and is not reported as a multi-state or related adviser. Available details suggest Aegis Guild is in the early stages of building its practice and client base.

Assets & Accounts

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

1 of 1
  • David Hawes

    David Hawes

    Investment Banking RepresentativeCRD 4847005

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
99 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth