ADVOCATE INVESTING SERVICES

RIASEC RegisteredEst. 2022
Total AUM
$187M
Discretionary
$181M
97% of AUM
Avg account
$485K
Accounts
385
Employees
5
Advisory reps
5

Firm details

Headquarters
WOODBINE, Maryland
CRD number
273035
Registered since
May 19, 2022
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI70.04%
  • Individuals26.27%
  • Pension & Profit Sharing Plans3.12%
  • Charitable Organizations0.57%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Advocate Investing Services is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm is owned by an individual and positions itself as a capital allocator, selecting external managers and implementing model and bespoke portfolios for both individual/family and institutional clients. Fee arrangements include a percentage of assets under management supplemented by hourly and fixed-fee engagements. Core advisory capabilities listed include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Advocate does not identify as an active ESG investor and appears to operate with a limited multistate footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 51%, Exchange Traded Equities 44%, Cash & Cash Equivalents 3%, Other 2%, Investment Grade Corp Bonds 1%51%
  • Public Funds/Mutual Funds51%
  • Exchange Traded Equities44%
  • Cash & Cash Equivalents3%
  • Other2%
  • Investment Grade Corp Bonds1%

Contacts

3 of 5
  • JOSEPH GALLAGHER

    Financial AdvisorCRD 2516132

  • Riley Ahlquist

    Financial AdvisorCRD 7987133

  • RICHARD ANDREWS

    FounderCRD 2735508

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 144

Active vs passive

$119M in ETFs

Passive

61%

$72M

Active

34%

$47M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO ULTRA SHORT DURATION ETF (GSY)InvescoActiveUltrashort Bond$13.5M270,07911.38%

Location

Primary office

WOODBINE, MD

CARROLL

Location

WOODBINE, MD

Headquartered in WOODBINE, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
CARROLL
Address
15949 Frederick Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth