Advent Capital Strategies, LLC

RIASEC Registered
Total AUM
$5.6M
Discretionary
$5.3M
95% of AUM
Avg account
$46.3K
Accounts
122
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
323372
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Advent Capital Strategies, LLC operates as a small, individually owned registered investment adviser focused on individual and family clients. The firm’s stated advisory activities emphasize portfolio management for individuals and small businesses and include pension consulting services. Its fee arrangements combine a percentage of assets under management with the option of fixed fees. The firm does not identify as an active ESG investor and is not presented as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Cash & Cash Equivalents 15%, Public Funds/Mutual Funds 10%75%
  • Exchange Traded Equities75%
  • Cash & Cash Equivalents15%
  • Public Funds/Mutual Funds10%

Contacts

1 of 1
  • Jeremy Despain

    Jeremy Despain

    Founder & Financial AdvisorCRD 4529236

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth