Advent Capital Strategies, LLC

Overview

Advent Capital Strategies, LLC is a small independent registered investment adviser that focuses on financial planning and portfolio management for individuals and small businesses. The firm’s stated client base is individual and family clients, and its fee model combines percentage-of-assets and fixed fees. Advent leans toward equity-focused portfolios, using exchange-traded equities as its primary building blocks rather than a heavy allocation to bonds or cash. The adviser is not an active ESG investor and does not position itself as a multi-state or pension consultant; its operations are centered on direct portfolio management rather than acting as a capital allocator to third‑party managers. Business activity is concentrated on personalized advisory relationships and discretionary portfolio management, with a limited number of client relationships allowing for hands-on oversight. The firm is organized as a limited liability company and owned by an individual operator. Advisory services emphasize tailored financial planning and ongoing investment management for a small client base.

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