ADIRONDACK RESEARCH & MANAGEMENT INC.

RIASEC RegisteredEst. 2004
Total AUM
$126M
Discretionary
$126M
100% of AUM
Avg account
$793K
Accounts
159
Employees
4
Advisory reps
3

Firm details

Headquarters
GUILDERLAND, New York
CRD number
130987
Registered since
April 13, 2004
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Investment Companies41.23%
  • Individuals38.24%
  • HNWI20.53%
Services
Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Adirondack Research & Management Inc. is a small, SEC-registered registered investment adviser that provides fee-based portfolio management to individuals, families and institutional investment companies. The firm operates on a percentage-of-AUM fee model and focuses its discretionary strategies primarily in publicly traded equities. Its ADV filings indicate the firm manages separately managed account (SMA) relationships and acts as portfolio manager for both individual/small business clients and investment companies. Investment activity skews toward active equity selection: the firm’s public filings show nearly 100 equity positions, with a material allocation to exchange-traded equities. Adirondack Research & Management Inc. does not identify as an active ESG investor and is not structured as a multi-state adviser. While the firm is not positioned as a broad capital allocator, it does place client capital into third-party real estate strategies alongside more conventional vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Investment Grade Corp Bonds 26%, Cash & Cash Equivalents 12%, US Government Bonds 9%, Public Funds/Mutual Funds 4%, Non-Exchange Traded Equities 1%48%
  • Exchange Traded Equities48%
  • Investment Grade Corp Bonds26%
  • Cash & Cash Equivalents12%
  • US Government Bonds9%
  • Public Funds/Mutual Funds4%

Owners & executives

1 of 1
  • JARROD BECKER

    Chief Compliance OfficerCRD 6316926

Contacts

2 of 2
  • GREGORY ROEDER

    Portfolio ManagerCRD 3006313

  • MATTHEW REINER

    ShareholderCRD 1981548

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

GUILDERLAND, NY

ALBANY

Location

GUILDERLAND, NY

Headquartered in GUILDERLAND, NY, anchoring the Albany-Schenectady, NY metro in the Northeast.

Metro area
Albany-Schenectady, NY
Region
Northeast
County
ALBANY
Address
2390 Western Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth