ABSA SECURITIES U.S. INC.

Broker-DealerFINRA MemberEst. 2020
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
299729
Registered since
February 25, 2020

Firm profile

FINTRX

Overview

Absa Securities U.S. Inc. is incorporated in the United States and is SEC-registered as of 2020. The firm’s ownership is recorded as a mix of a foreign entity and an individual, and its internal classification in the dataset is "Unclassified." The firm is not flagged as a capital allocator and is not identified as an active ESG investor. Publicly available descriptive fields for the firm’s business activities, advisory services, client segments, and fee arrangements are not populated in the source dataset. That limited disclosure makes it difficult to determine how the firm positions itself in the U.S. wealth or capital markets beyond its corporate and registration attributes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Garth Klintworth

    CEOCRD 8070592

  • DIANA BERGHERR

    Chief Compliance OfficerCRD 1092501

Contacts

3 of 9
  • THOMAS WILCOCK

    Director, Fixed IncomeCRD 1530576

  • Suyash Shandilya

    Supervisory AnalystCRD 7043131

  • SAMIK SENGUPTA

    Supervisory AnalystCRD 6646478

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
780 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth