ABLES, IANNONE, MOORE & ASSOCIATES, INC.

RIASEC RegisteredEst. 2017
Total AUM
$259M
Discretionary
$248M
96% of AUM
Avg account
$261K
Accounts
992
Employees
5
Advisory reps
5

Firm details

Headquarters
SAVANNAH, Georgia
CRD number
126942
Registered since
January 11, 2017
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.71%
  • Individuals24.25%
  • Corporations / Businesses1.54%
  • Charitable Organizations1.16%
  • Pension & Profit Sharing Plans0.35%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ables, Iannone, Moore & Associates, Inc. is a small, SEC-registered advisory corporation that began registration in 2017 and is owned by an individual proprietor. The firm serves both individual and family clients as well as institutional accounts. Its advisory services emphasize portfolio management for individuals, small businesses and institutions and include publication of periodicals/newsletters and educational seminars or workshops. The firm charges clients via a mix of percentage-of-AUM, hourly, and fixed fees. It does not present itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Other 9%, Non-Investment Grade Corp Bonds 7%, Public Funds/Mutual Funds 3%, US Government Bonds 2%, Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 2%, State & Local Bonds 1%, Derivatives 1%74%
  • Exchange Traded Equities74%
  • Other9%
  • Non-Investment Grade Corp Bonds7%
  • Public Funds/Mutual Funds3%
  • US Government Bonds2%

Contacts

3 of 5
  • Maria Justice

    Director of Client ServicesCRD 7949714

  • JEFFREY IANNONE

    PresidentCRD 4408978

  • Emma Wyman

    Client Service SpecialistCRD 7949704

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$6M in ETFs

Passive

73%

$4.4M

Active

13%

$1.7M

ETFProviderStyleCategoryValueShares% of portfolio
ALERIAN MLP ETF (AMLP)PassiveEnergy Limited Partnership$1.3M25,03821.95%

Location

Primary office

SAVANNAH, GA

CHATHAM

Location

SAVANNAH, GA

Headquartered in SAVANNAH, GA, anchoring the Savannah-Hinesville-Statesboro, GA metro in the South.

Metro area
Savannah-Hinesville-Statesboro, GA
Region
South
County
CHATHAM
Address
419 Montgomery St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth