683 Capital Management, LLC

RIASEC RegisteredEst. 2012
Total AUM
$2.4B
Discretionary
$2.4B
100% of AUM
Avg account
$1.2B
Accounts
2
Employees
10
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
156181
Registered since
February 9, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

683 Capital Management, LLC is a privately owned LLC registered with the SEC since 2012 and organized as a hedge fund manager serving institutional clients. The firm operates as a commodity pool operator / commodity trading advisor (CPO/CTA) and provides portfolio management for pooled investment vehicles, while also acting as sponsor, general partner and managing member of those vehicles. Its fee model combines a percentage-of-AUM charge with performance-based fees. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Mimi Kuan-ling Liu

    Mimi Kuan-ling Liu

    Chief Operating OfficerCRD 6468655

  • Mark Rosenthal

    Mark Rosenthal

    Chief Financial OfficerCRD 4693822

Contacts

2 of 2
  • Joseph Patt

    Head TraderCRD 4169939

  • Ari Zweiman

    Managing PartnerCRD 4480325

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1700 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth