401K GENERATION

Overview

401k Generation is a boutique investment adviser focused on serving individuals, families and institutional retirement clients with a mix of delegated portfolio management and advisory consulting. The firm combines a mutual-fund-centric core with selective allocations to external alternative managers, and it also provides pension consulting and manager selection services for plan sponsors. Fee arrangements include both percentage-of-AUM and fixed-fee engagements, which aligns with the mix of discretionary portfolio mandates and consulting relationships the firm maintains. Investment preference skews toward public funds and mutual funds as the primary building blocks for client portfolios — that asset class represents the largest single allocation on the books — while the firm supplements core exposures with hedge funds and managed futures to pursue diversification and return enhancement. The adviser reports both discretionary and non-discretionary relationships, reflecting a blend of fully delegated accounts and accounts where clients or plan sponsors retain decision authority.

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Investments & Alternatives

Location & Offices