3RD STREET CAPITAL MANAGEMENT L.L.C.

RIASEC Registered
Total AUM
$56M
Discretionary
$56M
100% of AUM
Avg account
$718K
Accounts
78
Employees
2
Advisory reps
2

Firm details

Headquarters
BATON ROUGE, Louisiana
CRD number
165950
Fee structure
Percentage of AUM, Other
Client types
  • HNWI64.95%
  • Individuals35.05%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

3rd Street Capital Management L.L.C. is a small, client-focused registered investment adviser that provides discretionary portfolio management primarily to individuals and families and to small-business clients. The firm’s mandate centers on customized portfolio solutions rather than institutional mandates, and it charges fees that include a percentage of assets under management plus other fee components. Cash management is a notable part of the firm’s approach—cash and cash equivalents represent the single largest holding category—indicating a conservative tilt or a preference for maintaining liquidity for client needs or opportunistic investments. The firm does not position itself as an ESG-focused manager, and its activity is concentrated on direct portfolio management rather than pension consulting or broad multi-state institutional advisory. Investment choices show a willingness to use third-party managers and pooled vehicles for alternative exposures while relying on mutual funds for core public market exposure.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 39%, Public Funds/Mutual Funds 20%, Other 14%, Exchange Traded Equities 11%, US Government Bonds 9%, Investment Grade Corp Bonds 7%39%
  • Cash & Cash Equivalents39%
  • Public Funds/Mutual Funds20%
  • Other14%
  • Exchange Traded Equities11%
  • US Government Bonds9%

Contacts

2 of 2
  • LAURI CALDWELL

    Co-PrincipalCRD 4510776

  • WILLIE WARRINGTON

    Co-PrincipalCRD 2634363

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BATON ROUGE, LA

EAST BATON ROUGE

Location

BATON ROUGE, LA

Headquartered in BATON ROUGE, LA, in the South of the United States.

Region
South
County
EAST BATON ROUGE
Address
251 Florida St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth