3RD STREET CAPITAL MANAGEMENT L.L.C.
Firm details
- Headquarters
- BATON ROUGE, Louisiana
- CRD number
- 165950
- Website
- 3rdstreetcap.com
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI64.95%
- Individuals35.05%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
3rd Street Capital Management L.L.C. is a small, client-focused registered investment adviser that provides discretionary portfolio management primarily to individuals and families and to small-business clients. The firm’s mandate centers on customized portfolio solutions rather than institutional mandates, and it charges fees that include a percentage of assets under management plus other fee components. Cash management is a notable part of the firm’s approach—cash and cash equivalents represent the single largest holding category—indicating a conservative tilt or a preference for maintaining liquidity for client needs or opportunistic investments. The firm does not position itself as an ESG-focused manager, and its activity is concentrated on direct portfolio management rather than pension consulting or broad multi-state institutional advisory. Investment choices show a willingness to use third-party managers and pooled vehicles for alternative exposures while relying on mutual funds for core public market exposure.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Cash & Cash Equivalents39%
- Public Funds/Mutual Funds20%
- Other14%
- Exchange Traded Equities11%
- US Government Bonds9%
Contacts
2 of 2LAURI CALDWELL
Co-PrincipalCRD 4510776
WILLIE WARRINGTON
Co-PrincipalCRD 2634363
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BATON ROUGE, LA
EAST BATON ROUGE
Location
BATON ROUGE, LA
Headquartered in BATON ROUGE, LA, in the South of the United States.
- Region
- South
- County
- EAST BATON ROUGE
- Address
- 251 Florida St
- Time zone
- CT (UTC-6)
- Office locations
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